IRVINE, Calif. — Principles-based rules won’t be a panacea for financial services and, in fact, could create more regulatory risk, some industry observers say. The concept of flexible rules is being ...

The Securities and Exchange Commission’s endorsement of a principles-based approach has, in the eyes of some members of the profession, removed any lingering uncertainty about the direction in which U ...

Mithun A. Sridharan is the Founder & Managing Director of Think Insights, a thought leader in strategy, management, data literacy and more. Artificial intelligence (AI) governance has emerged as a ...

Speaking in connection with the Practising Law Institute’s (PLI) Directors’ Institute on Corporate Governance, Securities and Exchange Commission Division of Corporation Finance Director, William ...

In its study on the adoption of a principles-based accounting system by the U. S. financial reporting system, which was required under last year’s Sarbanes-Oxley Act, the SEC staff recommended ...

A major new report published by ISS ESG suggests regulation remains a major driver of the growth of responsible investment around the world, although it is important that governments are not so ...

As generative AI products hit the headlines and organisations look to make the most of AI across all aspects of business, regulators continue to try and keep pace with the technology. Whilst the EU is ...

MUMBAI, Jan 20 (Reuters) - India's market regulator will adopt a principles-based, rather than prescriptive, approach in its first set of rules, expected over the next few months, for rating a company ...