The Securities and Exchange Board of India (SEBI) regulates India's securities markets, akin to the U.S. SEC. Discover its key roles and investor protection objectives.

Whole-time members form part of SEBI’s top decision-making body and oversee key regulatory and operational functions.

SEBI plans to enhance market surveillance using AI, aiming to protect investors and deter fraud while ensuring market stability.

SEBI released a circular introducing detailed operational, governance, and risk management requirements for custodians following amendments to the Custodian Regulations. The guidelines mandate ...

To ease compliance for research analyst firms, SEBI created a separate certification module for sales and relationship managers who interact with clients but do not perform research ...

Sebi mandates custodians to separate regulated and unregulated services through distinct units, enhancing governance and risk management standards.

SEBI introduced a settlement mechanism in 2007 to prevent clogging of the enforcement pipeline by minor violations and to allow the regulator to focus on serious market abuse. However, in the past two ...

SEBI said the move aims to reduce compliance burden while maintaining regulatory oversight of research-related activities in the securities market.

Mutual funds will now be permitted to offer both value and contra mutual funds as long as the scheme portfolio overlap ...

Sebi releases new guidelines for custodians, including SBU segregation, net worth, vault rules, governance, and risk ...